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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | New York | NY | 02/1974 | Present |
| Pruco Securities, Llc. | New York | NY | 02/1974 | 11/2024 |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 11/11/2024- Assured Partners Northeast LLC- Non-Prudential Insurance Business- Property and Casualty- INV Related- New York, NY- Start Date 10/01/2024- 4hrs/mth- 4hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-18 |
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