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1100 Connecticut Avenue, Nw Suite 300, Washington, DC 20036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-10 |
| VA | RA | APPROVED | 2021-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Vienna | VA | 02/2000 | 12/2021 |
| Indus Financial Group | Vienna | VA | 02/2000 | Present |
| Verus Capital Partners | Vienna | VA | 10/2014 | 10/2020 |
| The Patriot Financial Group | Westborough | MA | 10/2020 | 12/2021 |
| Lynx Investment Advisory, Llc | Washington | DC | 12/2021 | Present |
**NONE POSITION: owner/sales NATURE: INSURANCE SALES - AGENT - START DATE: 03/1998 - LOCATED 10009 Fairoaks Road, Vienna, VA 22181 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 03/01/1998 ADDRESS: 10009 fairoaks road, vienna VA 22181, United States DESCRIPTION: insurance sales **INDUS FINANCIAL GROUP LLC POSITION: owner NATURE: INDUS FINANCIAL GROUP LLC NONE OWNER TIME SPENT 0% INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2009 ADDRESS: 10009 Fairoaks Road, Vienna VA 22181, United States DESCRIPTION: None o% timespentv **Kishore Shah is dually-registered as an investment advisor representative with The Patriot Financial Group Insurance Agency, LLC dba Indus Financial Group ("PFG") since 10/2020 and as a registered representative with Securities America, Inc ("SAI") since 02/2000. Business is conducted at 10009 Fairoaks Rd. Vienna, VA 22181. Approximately 90% of Kishore Shah's time is for services as an investment advisor representative and the balance as a registered representative. PFG and SAI are not affiliated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-14 |
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