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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-05-18
  • CA RA
    APPROVED
    Since 2000-05-18

Branch Locations

Los Angeles, CA • United States

4017 Wilshire Blvd Suite 100, Los Angeles, CA 90010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. 356 SOUTH ST ANDREWS PLACE LLC, RENTAL PROPERTY OWNER. 2.OUTSIDE FIXED BUSINESS. 3. C&L DEVELOPMENT CO LLC, GENERAL PARTNER, REAL ESTATE PROPERTY MANAGEMENT. 4. TUMBLING WATER LLC, SILENT MEMBER FOR MOBLE HOME PARK. 5. 11729 HENLEY LANE LLC, PARTNER OF REAL ESTATE PROPERTY. 6. LA PALMA ELITE CAR WASH LLC. LOCATED AT: 515 W. LA PALMA AVE., ANAHEIM, CA 92801. MANAGING CAR WASH BUSINESS. 7. CO-TRUSTEE OF PERSONAL FAMILY LIVING TRUST

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-06
S65 Uniform Investment Adviser Law Examination 1999-09-18
  • S63 Uniform Securities Agent State Law Examination
    1999-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-09-18

View on SEC IAPD

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