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Yingying Tan

Amfa LLC

Darien, CT

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Current Employers
Amfa Llc

Darien, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-07
  • CT RA
    APPROVED
    Since 2025-11-07

Branch Locations

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs New York NY 01/2017 03/2017
Amfa Llc Darien CT 05/2022 Present
Unemployed New York NY 07/2011 12/2016
Unemployed New York NY 04/2017 04/2022
  • 01/2017 → 03/2017
    Goldman Sachs
    New York, NY
  • 05/2022 → Present
    Amfa Llc
    Darien, CT
  • 07/2011 → 12/2016
    Unemployed
    New York, NY
  • 04/2017 → 04/2022
    Unemployed
    New York, NY
Previous Registrations
  • 2022-08-29 → 2023-09-21
    Amfa Llc
    Darien, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-11
S63 Uniform Securities Agent State Law Examination 2007-03-29
  • S65 Uniform Investment Adviser Law Examination
    2022-02-11
  • S63 Uniform Securities Agent State Law Examination
    2007-03-29

View on SEC IAPD

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