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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2011-05-05 |
Branch Locations
1 Citizens Plz Ste 520, Providence, RI 02903 • United States
Barrington, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Providence | RI | 04/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Providence | RI | 11/2016 | Present |
RHODE ISLAND SAILING EVENTS COMMISSION; NOT INVESTMENT RELATED; PROVIDENCE, RI; ADVISORY BOARD MEMBER; PROMOTE SAILING EVENTS IN THE STATE OF RI; START DATE 3/1/2015; 1 HR PER MO; 2 HRS DURING TRADING; DUTIES: PROMOTE BOATING/SAILING IN STATE. TOWN OF BARRINGTON HARBOR COMMISSION; NOT INV. RELATED; BARRINGTON, RI; CHAIRMAN; START DATE 8/2019; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES RUNNING MEETINGS, WORKING WITH THE HARBOR MASTER ON IMPLENTING THE HARBOR MANAGEMENT PLAN, REVIEWING APPLICATIONS PENDING BEFORE THE COASTAL RESOURCES MANAGEMENT COUNCIL OR THE US ARMY CORPS OF ENGINEERS RELATING TO THE WATERS OF THE TOWN OF BARRINGTON AND HEARING APPEALS OF A DECISION OF THE HARBOR MASTER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-03-11 |
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