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W. Keats Nicoll

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reston, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1995-09-07
  • VA RA
    APPROVED
    Since 1995-09-07

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Reston VA 08/1995 Present
Bank Of America, N.A. Reston VA 07/2011 Present
  • 08/1995 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Reston, VA
  • 07/2011 → Present
    Bank Of America, N.A.
    Reston, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-08-02
S63 Uniform Securities Agent State Law Examination 1982-03-26
  • S65 Uniform Investment Adviser Law Examination
    1991-08-02
  • S63 Uniform Securities Agent State Law Examination
    1982-03-26
Other Names
  • W Keats Nicoll
  • William Keats Nicoll
  • W. Keats Nicoll
  • W. K Nicoll
  • W K Nicoll

View on SEC IAPD

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Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

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