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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-21 |
| CT | RA | APPROVED | 2007-08-07 |
| TX | RA | APPROVED_RES | 2004-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, Na | Lancaster | PA | 03/2010 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lancaster | PA | 05/1982 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-30 |
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