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3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-07-02 |
Branch Locations
5500 Brooktree Rd Suite 301, Wexford, PA 15090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank Of Pennsylvania | Pittsburgh | PA | 02/2010 | 07/2018 |
| Citizens Securities, Inc. | Pittsburgh | PA | 01/2016 | 07/2018 |
| Stratos Wealth Advisors Llc | Wexford | PA | 07/2018 | Present |
(1) Riverview Wealth Partners, LLC since 7/2/2018, DBA for Stratos advisory business. Reported Business Location: 5500 Brooktree Road, Suite 301, Wexford, PA 15090. Spends 160 hours/month including 130 during trading hours. (2) 10/1/2018 Anthony E. Pratt -investment related - at reported business location - non-variable insurance, insurance types: Life, Health, Fixed Annuity, Disability, Long Term Care. 0 hours per month including 0 during trading hours. (3) 10/01/2018: NexTier Wealth Management - investment related - at reported business location - Solicitor Program - 20 hours per month including 15 during market hours - provide investment advice to bank referral clients. (2) Riverview Tax Partners, LLC. Not investment related. 5500 Brooktree Road, Suite 301, Wexford, PA 15090. Tax Return Preparation. Member, Start Date 01/01/2025. 10 hours per month. 7 hours per month during securities trading hours. Tax return preparation. (3) Revelations Counseling & Wellness, LLC - Not Investment Related - Address: 6500 Brooktree Rd Suite 210 Wexford, PA 15090 - Position: Shareholder - Start Date: 8/1/2025 - Number of hours devoted per month: 5 - Number of hours devoted during trading hours: 0 - Description: part owner of two daughters' mental health counseling and wellness business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-09 |
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