William Charles Stonhaus

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-20
CA	RA	APPROVED	2008-10-22

TX RA
APPROVED_RES

Since 2025-01-20
CA RA
APPROVED

Since 2008-10-22

Branch Locations

Fig Garden Financial Center 5200 North Palm Suite 101, Fresno, CA 93704-9874 • United States

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

305 Lytton Avenue, Palo Alto, CA 94301 • United States

San Jose, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Fresno	CA	10/2008	Present

10/2008 → Present

Ubs Financial Services Inc

Fresno, CA

Previous Registrations

2003-07-01 → 2008-10-23

Wells Fargo Clearing Services, Llc

Fresno, CA

Fresno, CA
2000-04-20 → 2003-07-01

Prudential Equity Group, Llc

Fresno, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-21
S63	Uniform Securities Agent State Law Examination	1982-03-04

S65 Uniform Investment Adviser Law Examination

2000-11-21
S63 Uniform Securities Agent State Law Examination

1982-03-04

Other Names

Stone Stonhaus
Bill Stonhaus

View on SEC IAPD