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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-05-26
MD RA APPROVED 2020-05-22
TX RA APPROVED 2020-05-22
  • VA RA
    APPROVED
    Since 2020-05-26
  • MD RA
    APPROVED
    Since 2020-05-22
  • TX RA
    APPROVED
    Since 2020-05-22

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 02/1998 05/2020
Rbc Capital Markets, Llc Mclean VA 05/2020 Present
City National Bank Mclean VA 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-22
S63 Uniform Securities Agent State Law Examination 1982-03-03
  • S65 Uniform Investment Adviser Law Examination
    1992-05-22
  • S63 Uniform Securities Agent State Law Examination
    1982-03-03

View on SEC IAPD

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