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George Smith Woodman Pratt

Ubs Financial Services Inc.

Hartford, CT

Hobe Sound, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-17
CT RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2019-04-17
  • CT RA
    APPROVED
    Since 2018-11-02

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Hobe Sound, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hartford CT 03/2018 Present
Claren Road Asset Management New York NY 11/2008 01/2017
Unemployed New York NY 02/2017 02/2018
  • 03/2018 → Present
    Ubs Financial Services Inc.
    Hartford, CT
  • 11/2008 → 01/2017
    Claren Road Asset Management
    New York, NY
  • 02/2017 → 02/2018
    Unemployed
    New York, NY
Other Businesses

WILLET PROPERTIES-SMALL PROPERTY MANAGEMENT COMPANY. Limited Partner/ Passive Investor. SPEND NO TIME ON THIS PROJECT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
S63 Uniform Securities Agent State Law Examination 2006-12-30
  • S66 Uniform Combined State Law Examination
    2018-11-02
  • S63 Uniform Securities Agent State Law Examination
    2006-12-30
Other Names
  • George Sw Pratt
  • George Smith Pratt

View on SEC IAPD

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