Steven Thomas Keller

Current Employers

Nelson Securities,Inc.

9718 N Morton Ct, Spokane, WA 99218 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2003-06-10

FL RA
APPROVED

Since 2003-06-10

Branch Locations

Fort White, FL • United States

9718 N Morton Ct, Spokane, WA 99218 • United States

7307 N. Division St. Suite 220, Spokane, WA 99208 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nelson Securities,Inc.	Spokane	WA	07/1993	Present

07/1993 → Present

Nelson Securities,Inc.

Spokane, WA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-17
S65	Uniform Investment Adviser Law Examination	1993-07-26

S63 Uniform Securities Agent State Law Examination

1993-08-17
S65 Uniform Investment Adviser Law Examination

1993-07-26

View on SEC IAPD

Current Employers

Nelson Securities,Inc.

Disclosures

Employment History

Exams

Reviews