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Current Employers
Blackridge Asset Management, Llc

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-02
  • FL RA
    APPROVED
    Since 2017-06-02

Branch Locations

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States

Tierra Verde, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfp Brokerage Duluth GA 05/2017 02/2025
Sunbelt Partners, Llc Jacksonville FL 04/2011 11/2024
Next Financial Group Johns Creek GA 09/2014 05/2017
Blackridge Asset Management, Llc Williamsville NY 05/2017 Present
Peak Brokerage Services, Llc Jupiter FL 05/2017 Present
  • 05/2017 → 02/2025
    Tfp Brokerage
    Duluth, GA
  • 04/2011 → 11/2024
    Sunbelt Partners, Llc
    Jacksonville, FL
  • 09/2014 → 05/2017
    Next Financial Group
    Johns Creek, GA
  • 05/2017 → Present
    Williamsville, NY
  • 05/2017 → Present
    Peak Brokerage Services, Llc
    Jupiter, FL
Previous Registrations
  • 2014-09-03 → 2017-05-22
    Next Financial Group, Inc.
    Houston, TX
    Bradenton, FL
  • 2011-11-02 → 2014-08-27
    Financial Telesis Inc
    San Rafael, CA
    Johns Creek, GA
  • 1998-03-25 → 2007-06-21
    Signator Investors, Inc.
    Duluth, GA
    Anaheim, CA
Other Businesses

1) Business Entity: Legacy Six Consulting; Business Activity: Insurance training for LA Chargers new recruits; Address: FL; Duties of Position: Owner; Title: Owner; Approx. # of hours per month spent on activity: 0; Approx. # of hours spent during trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-30
S63 Uniform Securities Agent State Law Examination 2010-10-08
  • S65 Uniform Investment Adviser Law Examination
    2012-01-30
  • S63 Uniform Securities Agent State Law Examination
    2010-10-08
Other Names
  • Kathleen M Donnelly
  • Kathleen Mary Reardon
  • Kathy Reardon
  • Kathleen M Reardondonnelly

View on SEC IAPD

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