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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-17
TX RA APPROVED_RES 2023-11-16
  • FL RA
    APPROVED
    Since 2023-11-17
  • TX RA
    APPROVED_RES
    Since 2023-11-16

Branch Locations

3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 11/2023
Wells Fargo Advisors Financial Network, Llc Palm Beach Gardens FL 11/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-11-16
    Palm Beach, FL
    Palm Beach, FL
    Palm Beach, FL
    W. Palm Beach, FL
    Palm Beach, FL
    Palm Beach, FL
  • 2000-10-06 → 2003-07-01
    Prudential Equity Group, Llc
    Palm Beach, FL
Other Businesses

OMEGA CHAPTER INC; INV RELATED; PALM BEACH GARDENS, FL; 100% OWNERSHIP; START DATE 11/20/2023; 0 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE. BRUSCA GP, LLC ; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP.;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-17
  • S63 Uniform Securities Agent State Law Examination
    1982-03-17
Other Names
  • Richard Dean Brusca
  • Richard Brusca

View on SEC IAPD

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