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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
Branch Locations
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
Stony Brook, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Jericho | NY | 04/2016 | Present |
| City National Bank | Jericho | NY | 03/2019 | Present |
(1) NAME OF ENTITY: Sama Management LLC; ADDRESS: Personal Residence; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Limited Liability Co. with multi members for rental property; CAPACITY: Partner; START DATE: 01/2020; DUTIES: I will collect rents, pay expenses, file a tax return and maintain the property for the LLC in partnership with my spouse, Thomas Sama; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME OF ENTITY: Three Village Garden Club ADDRESS: 95 Main Street, Setauket, NY 11733 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.25 CAPACITY: Committee/Council Member DUTIES: I am the Recording Secretary which is an Executive Board position. I take the minutes at Executive Board and Membership meetings. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Three Village Garden Club ADDRESS: 95 Main Street Setauket NY 11733 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Apr 01, 2026 CAPACITY: Other DUTIES: First Vice President on the Executive Board for a non-profit organization that requires attendance at meetings and support for the club's initiatives. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-05 |
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