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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
  • NY RA
    APPROVED
    Since 2021-08-06

Branch Locations

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Stony Brook, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Jericho NY 04/2016 Present
City National Bank Jericho NY 03/2019 Present
Previous Registrations
  • 2012-10-01 → 2016-04-28
    Huntington, NY
    Melville, NY
  • 2003-04-17 → 2012-10-01
    Chase Investment Services Corp.
    Huntington Station, NY
    Huntington, NY
    East Farmingdale, NY
    Huntington Station, NY
Other Businesses

(1) NAME OF ENTITY: Sama Management LLC; ADDRESS: Personal Residence; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Limited Liability Co. with multi members for rental property; CAPACITY: Partner; START DATE: 01/2020; DUTIES: I will collect rents, pay expenses, file a tax return and maintain the property for the LLC in partnership with my spouse, Thomas Sama; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME OF ENTITY: Three Village Garden Club ADDRESS: 95 Main Street, Setauket, NY 11733 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.25 CAPACITY: Committee/Council Member DUTIES: I am the Recording Secretary which is an Executive Board position. I take the minutes at Executive Board and Membership meetings. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Three Village Garden Club ADDRESS: 95 Main Street Setauket NY 11733 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Apr 01, 2026 CAPACITY: Other DUTIES: First Vice President on the Executive Board for a non-profit organization that requires attendance at meetings and support for the club's initiatives. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-27
S63 Uniform Securities Agent State Law Examination 1990-12-05
  • S65 Uniform Investment Adviser Law Examination
    1997-10-27
  • S63 Uniform Securities Agent State Law Examination
    1990-12-05
Other Names
  • Linda Gaye Ruhalter
  • Linda Sama
  • Linda Gaye Supnick
  • Linda Gaye Ruhalter
  • Linda Gaye Supnick

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