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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-10
NE RA APPROVED 2016-05-24
  • TX RA
    APPROVED_RES
    Since 2020-08-10
  • NE RA
    APPROVED
    Since 2016-05-24

Branch Locations

2930 Ridge Line Road Suite 111, Lincoln, NE 68516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates, Inc. Lincoln NE 04/2016 Present
  • 04/2016 → Present
    Raymond James And Associates, Inc.
    Lincoln, NE
Previous Registrations
Other Businesses

GATEWAY SERTOMA CLUB OF LINCOLN NE; 4720 RANDOLPH ST. LINCOLN, NE 68510;NON PROFIT; START:7/1/15; END:6/30/15; OFFICER; SERVE IN ABSENCE OF PRESIDENT; 5 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-22
S63 Uniform Securities Agent State Law Examination 1982-02-24
  • S66 Uniform Combined State Law Examination
    2000-08-22
  • S63 Uniform Securities Agent State Law Examination
    1982-02-24

View on SEC IAPD

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