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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Walk-Safe Industries, Inc. Westlake Village CA 12/1996 03/2017
Western International Securities, Inc. Pasadena CA 12/2008 06/2025
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 12/1996 → 03/2017
    Walk-Safe Industries, Inc.
    Westlake Village, CA
  • 12/2008 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2008-12-15 → 2025-06-05
    Western International Securities, Inc.
    Westlake Village, CA
  • 2001-03-14 → 2008-12-16
    Financial West Group
    Westlake Village, CA
    Westlake Village, CA
Other Businesses

1- 06/2025 - ROBERT V SESSA INVESTMENTS INCORPORATED - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/09/1998 - 60 hours per month/ 40 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-22
  • S63 Uniform Securities Agent State Law Examination
    1984-03-22
Other Names
  • Bob Sessa

View on SEC IAPD

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