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Mary Archer Moon

Northwest Asset Management

Mercer Island, WA

Sammamish, WA

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Current Employers
Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-26
  • WA RA
    APPROVED
    Since 2020-10-26

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Sammamish, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Redmond WA 03/2000 02/2018
Charles Schwab Bank Redmond WA 02/2005 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 04/2020 10/2020
Hightower Advisors Bellevue WA 02/2018 04/2020
Northwest Asset Management Mercer Island WA 10/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-31
S63 Uniform Securities Agent State Law Examination 1982-05-24
  • S66 Uniform Combined State Law Examination
    2002-07-31
  • S63 Uniform Securities Agent State Law Examination
    1982-05-24
Other Names
  • Mary Kay Archer
  • Mary Kay Moon
  • Mary A Moon

View on SEC IAPD

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