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Joseph Lyons Stannard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-18
IL RA APPROVED 1998-04-12
  • TX RA
    APPROVED_RES
    Since 2020-09-18
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

3161 W White Oaks Dr, Springfield, IL 62704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield IL 10/1981 Present
Bank Of America,Na Springfield IL 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-20
S63 Uniform Securities Agent State Law Examination 1981-12-29
  • S65 Uniform Investment Adviser Law Examination
    1998-08-20
  • S63 Uniform Securities Agent State Law Examination
    1981-12-29
Other Names
  • Joseph Lyons Stannard

View on SEC IAPD

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