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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-11
ID RA APPROVED 2014-10-24
  • TX RA
    APPROVED_RES
    Since 2021-08-11
  • ID RA
    APPROVED
    Since 2014-10-24

Branch Locations

800 West Main Street Suite 1260 (12Th Floor), Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Boise ID 10/2014 Present
  • 10/2014 → Present
    Stifel Nicolaus & Co Inc
    Boise, ID
Previous Registrations
Other Businesses

1. Rimrock Inc.;P.O. Box 4152 Jackson WY 83001;The business was established to segregate revenue and expense related to my fathers Real Estate and hobby expenses;vice president; I provide oversight occasionally; 1/1/1997;1.00 Hour(s) Per Quarter;not during securities trading hours;investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-08
S63 Uniform Securities Agent State Law Examination 1982-01-16
  • S65 Uniform Investment Adviser Law Examination
    2005-04-08
  • S63 Uniform Securities Agent State Law Examination
    1982-01-16

View on SEC IAPD

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