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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-20 |
| PA | RA | APPROVED | 2026-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Wayne | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Wayne | IN | 11/2016 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2022 | 08/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2022 | 08/2026 |
| Lpl Financial | Camp Hill | PA | 08/2026 | Present |
1. 08/2026 - wray farm - Farm - Not INV REL - 25 Hrs/Mth - 00 Hrs During Trading - Columbia City, IN 46725 - OBA Start Date: 07/31/2014 2. 08/2026 - Conte Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/18/2026 3. 08/2026 - George Scott Wray - Non-Variable Insurance - INV REL - 02 Hrs/Mth - 02 Hrs During Trading - Fort Wayne, IN 46818 - OBA Start Date: 06/01/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-12 |
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