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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
Hartland, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Milwaukee | WI | 03/2008 | Present |
FR. GENES HELP CENTER; ADDRESS: 5919 W NATIONAL AVE MILWAUKEE, WI 53214; BUSINESS DESCRIPTION: EDUCATES, FEEDS AND CLOTHES THE NEEDY; NOT INVESTMENT RELATED; START DATE: 02/01/1987; CAPACITY: BOARD OF DIRECTORS; DUTIES: BUY, PACK, DELIVER, SORT CLOTHES FOR NEEDY PEOPLE, MAINTAIN CENTER, FEED PEOPLE; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-12 |
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