Nick T Garris

Current Employers

Triagen Wealth Management Llc

23801 Calabasas Road Suite 1010, Calabasas, CA 91302 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-08-19
CA	RA	APPROVED	2020-05-15

TX RA
APPROVED_RES

Since 2020-08-19
CA RA
APPROVED

Since 2020-05-15

Branch Locations

23801 Calabasas Road Suite 1010, Calabasas, CA 91302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Century City	CA	12/2008	05/2020
Triagen Wealth Management Llc	Calabasas	CA	05/2020	Present

12/2008 → 05/2020

Ubs Financial Services Inc

Century City, CA
05/2020 → Present

Triagen Wealth Management Llc

Calabasas, CA

Previous Registrations

2008-12-12 → 2020-05-27

Ubs Financial Services Inc.

Los Angeles, CA

Woodland Hills, CA
2007-04-02 → 2008-12-17

Morgan Stanley & Co. Llc

Santa Monica, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Santa Monica, CA

Santa Monica, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-02
S63	Uniform Securities Agent State Law Examination	1981-12-30

S65 Uniform Investment Adviser Law Examination

1995-11-02
S63 Uniform Securities Agent State Law Examination

1981-12-30

Other Names

Nick Terry Garris
Nick T Garris Jr
Nick T Garris Jr.

View on SEC IAPD

Current Employers

Triagen Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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