Ward Van Siclen Cerny

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-11-16
TX	RA	APPROVED	2020-11-16

CO RA
APPROVED

Since 2020-11-16
TX RA
APPROVED

Since 2020-11-16

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alliancebernstein	Denver	CO	09/2010	11/2020
Morgan Stanley Smith Barney Llc	Denver	CO	11/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2021	Present

09/2010 → 11/2020

Alliancebernstein

Denver, CO
11/2020 → Present

Morgan Stanley Smith Barney Llc

Denver, CO
05/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-01-01 → 2020-11-18

Alliancebernstein L.P.

Denver, CO
2011-04-11 → 2012-11-16

Sanford C. Bernstein & Co., Llc

Denver, CO

Other Businesses

*541256 - Denver Kids; Investment related: No; Denver, Colorado; Children/Youth, Education; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 3; After business hours: 3; Labor/Service, Fundraising *658285- Real Estate; Investment related: Yes; Littleton, Colorado; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 0; I don't have duties, given we've hired a property management group to oversee operations

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-28

S66 Uniform Combined State Law Examination

2010-12-28

View on SEC IAPD