David Stephen Flanigan

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2007-09-05

GA RA
APPROVED

Since 2007-09-05

Branch Locations

Marietta, GA • United States

2820 Lassiter Rd. Ste. A200, Marietta, GA 30062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	09/2007	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2007	Present

09/2007 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2007 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2007-08-22 → 2007-09-10

Ameriprise Advisor Services, Inc.

Atlanta, GA

Rome, GA

Atlanta, GA

Marietta, GA

Other Businesses

1.ATLANTA WEALTH CONSULTANTS LLC, TWO RAVINIA STE 500, ATLANTA, GA, 9/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 32.5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-15
S63	Uniform Securities Agent State Law Examination	1982-01-12

S65 Uniform Investment Adviser Law Examination

2007-08-15
S63 Uniform Securities Agent State Law Examination

1982-01-12

Other Names

Steve Flanigan

View on SEC IAPD