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Arvada, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-21 |
| CO | RA | APPROVED | 2024-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ridge Publishing | Evergreen | CO | 04/2005 | 02/2022 |
| Sowell Management Services | North Little Rock | AZ | 12/2015 | 12/2017 |
| Heritage Capital Llc | Woodbridge | CT | 05/2018 | 08/2020 |
| Eastsound Capital Advisors | Eastsound | WA | 05/2019 | 01/2025 |
| Heritge Capital Advisors | Arvada | CO | 08/2020 | Present |
| Clarus Wealth Advisors | Peoria | AZ | 01/2025 | Present |
Mr. Moenning is dually registered with Clarus Wealth Advisors, which is an unaffiliated and separately owned registered investment advisor (RIA). Mr. Moenning spends approximately 10 hours per week on this activity. Mr. Moenning does not service any overlapping and/or retail clients of Clarus Wealth Advisors at HCA. Clarus Wealth Advisors and HCA conduct transaction reviews of Mr. Moenning's trade activity for suitability and potential trade restrictions. Mr. Moenning is subject to the Policies and Procedures and code of ethics of both firms.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-09 |
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