Inactive

David Michael Jones

D & G Advisory Group, L.L.C.

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Current Employers

D & G Advisory Group, L.L.C.

Menominee, MI • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-21
MI	RA	APPROVED	2025-01-21
MN	RA	APPROVED	2025-01-21
SC	RA	APPROVED	2025-01-21
WI	RA	APPROVED	2025-01-21
AZ	RA	APPROVED	2024-05-20
ID	RA	APPROVED	2024-03-18

FL RA
APPROVED

Since 2025-01-21
MI RA
APPROVED

Since 2025-01-21
MN RA
APPROVED

Since 2025-01-21
SC RA
APPROVED

Since 2025-01-21
WI RA
APPROVED

Since 2025-01-21
AZ RA
APPROVED

Since 2024-05-20
ID RA
APPROVED

Since 2024-03-18

Branch Locations

Menominee, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Menominee	MI	08/2001	11/2023
D&G Advisory Group, Llc.	Menominee	MI	04/2002	Present
Osaic Wealth, Inc.	Menominee	MI	11/2023	01/2024

08/2001 → 11/2023

Fsc Securities Corporation

Menominee, MI
04/2002 → Present

D&G Advisory Group, Llc.

Menominee, MI
11/2023 → 01/2024

Osaic Wealth, Inc.

Menominee, MI

Previous Registrations

2007-07-16 → 2011-09-28

Fsc Securities Corporation

Menominee, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-29
S63	Uniform Securities Agent State Law Examination	1987-08-22

S65 Uniform Investment Adviser Law Examination

1999-12-29
S63 Uniform Securities Agent State Law Examination

1987-08-22

Other Names

D M Jones
David M Jones

View on SEC IAPD

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