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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-06-26
  • IL RA
    APPROVED
    Since 2014-06-26

Branch Locations

500 Waters Edge - Ste 150, Lombard, IL 60148 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-03-07
  • IL RA
    APPROVED
    Since 2006-03-07

Branch Locations

Crystal Lake, IL • United States

Suite 150 500 Waters Edge, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Hoffman Estates IL 02/2005 Present
  • 02/2005 → Present
    Lincoln Investment Planning, Inc.
    Hoffman Estates, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-06
S63 Uniform Securities Agent State Law Examination 1991-03-07
  • S65 Uniform Investment Adviser Law Examination
    2006-03-06
  • S63 Uniform Securities Agent State Law Examination
    1991-03-07

View on SEC IAPD

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