Andrew Lyon Chase

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Menlo Park, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-07-08 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Menlo Park, CA
  Menlo Park, CA

Other Businesses

1. RENTAL PROPERTY, NON INVESTMENT RELATED; 0 DURING 1 OUTSIDE BUSINESS HOURS PROPERTY MAINTENANCE; 10/2013 15TH STREET; SAN FRANCISCO, CA 2. SOLE PROPRIETOR/OWNER/PARTNER; AS OF 01/2015; DURING BUSINESS HOURS 0; AFTER BUSINESS HOURS 2; SINGLE MEMBER LLC, MANAGE CASH FLOWS FROM RENTALS, MAINTENANCE, ETC. 3. ALC AVIATION LLC, SOLE MANAGING MEMBER; AIRCRAFT RENTAL; START DATE: 03/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; CHEYENNE, WY; NOT INVESTMENT RELATED 4. ALC Chileno I LLC; Investment related; Wyoming; Rental; Manager; 04/2017; 1,3 5. ALC Wavecrest LLC; Venice CA; Investment related Yes; Sole Proprietor / Owner / Partner; 05/2017; During business hours: 0; After business hours: 1; Establishing a new LLC to transfer a property already owned in another LLC for insurance purposes. To rent through Airbnb, LLC consists of raw property and real estate. Address is 35 Wavecrest, Venice CA. The LLC will not be investing in securities. Entity will be formed in the state of Wyoming. 6. ALC Rose LLC; Venice CA; Investment related Yes; Sole Proprietor / Owner / Partner; 05/2017; During business hours: 0; After business hours:1; Establishing a new LLC to transfer a property already owned in another LLC for insurance purposes. To rent through Airbnb, LLC consists of raw property and real estate. Address is 25 Rose, Venice CA. The LLC will not be investing in securities. Entity will be formed in the state of Wyoming. 7. Real estate investments/land development; Investment related; Venice, CA; Real estate investments/land development, renting through Airbnb; Managing member/sole owner of LLC/Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 0; After business hours: 1; Establishing a new LLC (ALC Ozone LLC) to transfer a property already owned in another LLC for insurance purposes. To rent through Airbnb, LLC consists of raw property and real estate. Address is 25 Rose, Venice CA (raw land). Real estate investments/land development. 8. *319179- ALC Chileno II LLC; Investment related-Yes; Portola Valley, California; Real Estate:Rental Property; Other (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: 0; After business hours: 1 10.Andy Chase/Rental home; Investment related: Yes; Rental home; leaser (proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 1; Upkeep of rental home *376355 - Palm Springs LLC; Investment related Yes; Palm Desert, CA; Rental Property; Managing Member (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 0; After business hours: 1 *392057 - Esmerelda Estate LLC; Investment related - Yes; Portola Valley, California; Real Estate; Investor, Managing Member (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 0; After business hours: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-11
• S63 Uniform Securities Agent State Law Examination
  1981-12-31