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Bruce Blase Palen

Sovereign Financial Group, Inc.

Northville, MI

Stamford, CT

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Current Employers
Sovereign Financial Group, Inc.

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-02
  • MI RA
    APPROVED
    Since 2024-01-02

Branch Locations

Northville, MI • United States

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Livonia MI 10/2009 07/2018
Great Lakes Wealth, Llc Northville MI 08/2018 12/2023
Purshe Kaplan Sterling Investments Albany NY 08/2018 01/2024
Sovereign Financial Group, Inc. Stamford CT 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-26
S63 Uniform Securities Agent State Law Examination 1982-02-26
  • S65 Uniform Investment Adviser Law Examination
    2010-08-26
  • S63 Uniform Securities Agent State Law Examination
    1982-02-26
Other Names
  • Bruce Blasse Palen
  • Bruce Bisse Palen

View on SEC IAPD

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