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Michael Angelo Lee

LPl Financial LLC

Denmark, ME

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-07-30
  • ME RA
    APPROVED
    Since 2024-07-30

Branch Locations

Denmark, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Houston TX 07/2013 07/2024
Lpl Financial Llc Denmark ME 07/2024 Present
  • 07/2013 → 07/2024
    Next Financial Group
    Houston, TX
  • 07/2024 → Present
    Lpl Financial Llc
    Denmark, ME
Previous Registrations
  • 2013-07-30 → 2024-07-31
    Next Financial Group, Inc.
    Houston, TX
    Denmark, ME
    Bridgewater, MA
  • 2012-01-04 → 2013-08-01
    Osaic Services, Inc.
    Denmark, ME
    Worchester, MA
  • 2006-10-30 → 2011-12-23
    Pacific West Financial Consultants Inc
    Denmark, ME
  • 2002-07-17 → 2002-09-26
    Eastern Point Advisors Inc.
    Denmark, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1987-03-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1987-03-11

View on SEC IAPD

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