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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

950 Danby Rd Ste 100-B, Ithaca, NY 14850 • United States

209 N Main St, Horseheads, NY 14845 • United States

Interlaken, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ithaca NY 09/2005 03/2020
Ameriprise Financial Services, Llc Ithaca NY 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 209 N. Main Street, , Horseheads, NY, 14845; Not Investment-Related; 08/29/2005. Business Ownership; COREVAN, LLC; ; Commercal Office Building; 209 N. Main StreetHorsheads, NY 14850, ,; ; 08/29/2005; 10 to 19 hours per month; . Outside Employment; Creative Management Consultants, LLC; For Ameriprise advisory practice on system operating marketing.; Manage advisory business; 2290 East Ave, , Rochester , NY, 14610; Investment-Related; 06/28/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-06
  • S63 Uniform Securities Agent State Law Examination
    1988-01-06
Designations

View on SEC IAPD

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