Vallie Bailey Carney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hot Springs, AR

Broken Arrow, OK

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2015-10-19
OK	RA	APPROVED	2012-10-18
TX	RA	APPROVED	2012-10-18

AR RA
APPROVED

Since 2015-10-19
OK RA
APPROVED

Since 2012-10-18
TX RA
APPROVED

Since 2012-10-18

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

5001 W Founders Way, Rogers, AR 72758 • United States

3220 Old Greenwood Rd, Fort Smith, AR 72903 • United States

3954 Central Ave, Hot Springs, AR 71913 • United States

Broken Arrow, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tulsa	OK	10/2012	Present

10/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tulsa, OK

Previous Registrations

2010-05-19 → 2012-08-28

Wells Fargo Advisors Financial Network, Llc

Midland, TX

Hot Springs, AR

Dallas, TX

St. Louis, MO

Tulsa, OK

Waco, TX

Fort Worth, TX

Dallas, TX

Marble Falls, TX

Tyler, TX

Waco, TX

Amarillo, TX
2008-01-01 → 2009-05-20

Wells Fargo Clearing Services, Llc

Little Rock, AR
2001-04-12 → 2008-01-01

A. G. Edwards & Sons, Inc.

Little Rock, AR

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-29
S63	Uniform Securities Agent State Law Examination	1982-02-26

S66 Uniform Combined State Law Examination

2001-03-29
S63 Uniform Securities Agent State Law Examination

1982-02-26

Other Names

Vallie Dee Dwane
Vallie Dee Bailey
Vallie Dee Bailey
Vallie Dee Dwane
Vallie B Carney

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

OAK CREEK PRIVATE WEALTH MANAGEMENT LLC

PINNACLE INVESTMENT ADVISORS

NATIVE AMERICAN FUND ADVISORS LLC

AMERITAS ADVISORY SERVICES, LLC

ARVEST WEALTH MANAGEMENT

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

KQ WEALTH MANAGEMENT LLC

Other Investors

DAVID MONROE POARCH

ROBERT BRETT KRAMER

AIMEE NICOLE BOYER

ROBERT WILIAM MOORE

JOEL BERNARD KANTOR

Jayme Don Fowler

Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK

OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK

PINNACLE INVESTMENT ADVISORS · TULSA, OK

NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK

AMERITAS ADVISORY SERVICES, LLC · TULSA, OK

ARVEST WEALTH MANAGEMENT · Tulsa, OK

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK

KQ WEALTH MANAGEMENT LLC · TULSA, OK

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor