Elizabeth Anne Newman

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-08-18
VA	RA	APPROVED	2022-01-20
NY	RA	APPROVED	2021-08-16
WA	RA	APPROVED	2019-10-17
SC	RA	APPROVED	2018-10-19
MD	RA	APPROVED	2015-03-16
FL	RA	APPROVED	2015-01-15
PA	RA	APPROVED	2013-06-12
NJ	RA	APPROVED	2013-05-01

NC RA
APPROVED

Since 2022-08-18
VA RA
APPROVED

Since 2022-01-20
NY RA
APPROVED

Since 2021-08-16
WA RA
APPROVED

Since 2019-10-17
SC RA
APPROVED

Since 2018-10-19
MD RA
APPROVED

Since 2015-03-16
FL RA
APPROVED

Since 2015-01-15
PA RA
APPROVED

Since 2013-06-12
NJ RA
APPROVED

Since 2013-05-01

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Bedminster	NJ	04/2013	Present
Agia	Houston	TX	12/2022	Present

04/2013 → Present

Valic Financial Advisors

Bedminster, NJ
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2013-02-19 → 2013-05-02

Aegis Capital Corp.

Holmdel, NJ
2012-06-21 → 2013-02-25

Morgan Stanley

Shrewsbury, NJ

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-16
S63	Uniform Securities Agent State Law Examination	1991-10-04

S66 Uniform Combined State Law Examination

2012-03-16
S63 Uniform Securities Agent State Law Examination

1991-10-04

Other Names

Elizabeth Anne Jacob
Betsy Newman

View on SEC IAPD