Stephen Maynard Alinikoff

Current Employers

Capital Markets Iq, Llc

Arlington, TX • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-11-17

PA RA
APPROVED

Since 2017-11-17

Branch Locations

Arlington, TX • United States

Wilkes Barre, PA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prospera Financial Services, Inc.	Dallas	TX	04/2009	11/2017
Capital Markets Iq, Llc	Wilmington	DE	11/2017	Present

04/2009 → 11/2017

Prospera Financial Services, Inc.

Dallas, TX
11/2017 → Present

Capital Markets Iq, Llc

Wilmington, DE

Previous Registrations

2009-04-28 → 2017-11-17

Prospera Financial Services, Inc.

Dallas, TX

Wilkes-Barre, PA
2005-05-09 → 2009-04-27

Spc

Wilkes Barre, PA
2002-01-01 → 2005-04-20

First Security Investments, Inc.

Kingston, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-08
S63	Uniform Securities Agent State Law Examination	1983-10-13

S66 Uniform Combined State Law Examination

2001-11-08
S63 Uniform Securities Agent State Law Examination

1983-10-13

Other Names

Steve Alinikoff

View on SEC IAPD