Inactive

Joan B Kaye

Bison Wealth, LLC

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Current Employers

Bison Wealth, Llc

3550 Lenox Road Ne Suite 2550, Atlanta, GA 30326 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-08-18

VA RA
APPROVED

Since 2026-08-18

Branch Locations

3550 Lenox Road Ne Suite 2550, Atlanta, GA 30326 • United States

Middleburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	09/2012	07/2017
Bank Of America, N.A	Melville	NY	09/2012	07/2017
Keybank Na	New York	NY	08/2017	08/2026
Key Investment Services Llc	Cleveland	OH	02/2019	08/2026
Bison Wealth, Llc.	Atlanta	GA	08/2026	Present

09/2012 → 07/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY
09/2012 → 07/2017

Bank Of America, N.A

Melville, NY
08/2017 → 08/2026

Keybank Na

New York, NY
02/2019 → 08/2026

Key Investment Services Llc

Cleveland, OH
08/2026 → Present

Bison Wealth, Llc.

Atlanta, GA

Previous Registrations

2021-03-26 → 2026-08-25

Key Investment Services Llc

Cleveland, OH

Fort Myers, FL

Brooklyn, OH

Middleburg, VA
2014-06-16 → 2017-07-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-10
S63	Uniform Securities Agent State Law Examination	2005-11-29
S65	Uniform Investment Adviser Law Examination	1991-11-19

S66 Uniform Combined State Law Examination

2014-06-10
S63 Uniform Securities Agent State Law Examination

2005-11-29
S65 Uniform Investment Adviser Law Examination

1991-11-19

Other Names

Joan C Kaye
Joan Cavett Kaye
Joan Cavett Bierbower
Joan Cavett Bierbower
Joan Bierbower Kaye

View on SEC IAPD

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