Craig Duncan Grant

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-01-30
TX	RA	APPROVED	2015-01-29

NJ RA
APPROVED

Since 2015-01-30
TX RA
APPROVED

Since 2015-01-29

Branch Locations

51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States

Morristown, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Shorts Hills	NJ	01/2015	Present

01/2015 → Present

Ubs Financial Services Inc.

Shorts Hills, NJ

Previous Registrations

2009-10-23 → 2015-01-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Cranford, NJ

East Hanover, NJ

Summit, NJ

Florham Park, NJ
2006-09-08 → 2009-10-23

Banc Of America Investment Services, Inc.

Summit, NJ

Cranford, NJ

East Hanover, NJ

Florham Park, NJ
2003-10-15 → 2006-09-15

A. G. Edwards & Sons, Inc.

Short Hills, NJ

Short Hills, NJ

Other Businesses

Capital Development Group / 33 Blackwell Ave Morristown,NJ 07960 / Partnership/ Other Equity Investments / Investing in stocks / Sole proprietorship / / Owner / Start Date 7/20/06 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-12
S63	Uniform Securities Agent State Law Examination	1981-12-28

S65 Uniform Investment Adviser Law Examination

2017-01-12
S63 Uniform Securities Agent State Law Examination

1981-12-28

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews