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Gary Peter Klein

Newedge Advisors

Seal Beach, CA

New Orleans, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-01
TX RA APPROVED 2024-02-01
  • CA RA
    APPROVED
    Since 2024-02-01
  • TX RA
    APPROVED
    Since 2024-02-01

Branch Locations

12501 Seal Beach Blvd. Suite 280, Seal Beach, CA 90740 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Wealth Group Inc Seal Beach CA 11/2005 02/2024
Newedge Advisors, Llc. New Orleans LA 02/2024 Present
  • 11/2005 → 02/2024
    Regal Wealth Group Inc
    Seal Beach, CA
  • 02/2024 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2006-01-24 → 2024-03-28
    Regal Wealth Group Inc.
    Seal Beach, CA
  • 1998-01-06 → 2006-11-22
    Regal Advisory Services, Inc.
    Redlands, CA
  • 2003-05-05 → 2005-12-21
    Allied Consulting Group
    Seal Beach, CA
Other Businesses

NewEdge Advisors, LLC; DBA Pacific Pointe Advisors RIA - Investment Related - Investment Advisor - start: 02/2024 - at reported business location.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-19
  • S63 Uniform Securities Agent State Law Examination
    1995-12-19
Designations

View on SEC IAPD

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