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Bradford Stanley Hall

Principal Securities, Inc.

Florence, AL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
AL RA APPROVED 2006-05-19
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • AL RA
    APPROVED
    Since 2006-05-19

Branch Locations

Florence, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Florence AL 04/1992 Present
Principal Life Insurance Company Florence AL 07/1998 Present
Hall & Talbot Business & Retirement Planning Services Florence AL 05/2015 07/2018
Bradford S Hall And Associates Florence AL 08/2017 Present
  • 04/1992 → Present
    Principal Securities Inc
    Florence, AL
  • 07/1998 → Present
    Principal Life Insurance Company
    Florence, AL
  • 05/2015 → 07/2018
    Hall & Talbot Business & Retirement Planning Services
    Florence, AL
  • 08/2017 → Present
    Bradford S Hall And Associates
    Florence, AL
Other Businesses

*OUTSIDE INSURANCE, LIFE, FIXED ANNUITIES, 09/18/14.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-18
S63 Uniform Securities Agent State Law Examination 1992-04-15
  • S65 Uniform Investment Adviser Law Examination
    2006-05-18
  • S63 Uniform Securities Agent State Law Examination
    1992-04-15
Other Names
  • Brad Hall
  • Bradford Stanley Hall
  • Brad Stanley Hall

View on SEC IAPD

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