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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-10 |
| CT | RA | APPROVED | 2003-07-01 |
Branch Locations
450 Post Road E, Westport, CT 06880 • United States
Westport, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westport | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | Present |
TOWN OF WESTPORT, CT BLIGHT PREVENTION BOARD; NOT INV RELATED; WESTPORT, CT; BOARD MEMBER; START 6/2014; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES MAKE RECOMMENDATIONS TO IMPROVE AREAS THAT HAVE BEEN NEGLECTED. RENTAL PROPERTY, INV RELATED, WESTPORT, CT, 100% OWNERSHIP, START 1/15/2018, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, LANDLORD. CO-TRUSTEE OF MOTHER'S TRUST; INV. RELATED; SARASOTA, FL; START 6/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-11 |
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