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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-09-03 |
| CA | RA | APPROVED | 2010-07-15 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 07/2010 | Present |
Global Gaming Women; Charity; Inspires and influences the development of women through educational programs, networking opportunities and mentoring; Other; finance committee - advisory capacity only - no investment responsibilities or decision making capabilities; Help with budgeting and planning for future expenses; Las Vegas, Nevada; Start date: 10/1/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-01 |
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