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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-10-04
TX RA APPROVED_RES 2016-09-20
  • CT RA
    APPROVED
    Since 2016-10-04
  • TX RA
    APPROVED_RES
    Since 2016-09-20

Branch Locations

Vero Beach, FL • United States

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 03/2009 09/2016
Raymond James & Associates, Inc. Greenwich CT 09/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-11-25

View on SEC IAPD

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