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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-13 |
| IL | RA | APPROVED | 2018-02-14 |
| OH | RA | APPROVED | 2018-02-14 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
101 W Mcmillan Street, Suite 1B, Marshfield, WI 54449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Marshfield | WI | 11/2004 | 02/2018 |
| Lpl Financial Llc | Marshfield | WI | 02/2018 | Present |
1. 02/14/2018 - DAHLBYCO, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2013. 2. 02/14/2018 - FINANCIAL INVESTORS OF WISCONSIN - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 2001. 3. 06/14/2019 - Financial Investors of Wisconsin - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/13/2013 - 10 Hours Per Month/10 Hours During Securities Trading. 4. 2/3/2021 - Financial Investors of Wisconsin, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co-Owner - Start Date: 01/31/2013 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-28 |
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