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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-22 |
| FL | RA | APPROVED | 2021-01-19 |
| GA | RA | APPROVED | 2017-07-13 |
| CT | RA | APPROVED | 2017-03-06 |
Branch Locations
4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States
Wesley Chapel, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Ins Co | Elmsford | NY | 07/2002 | 03/2017 |
| Metlife Securities, Inc | Elmsford | NY | 07/2002 | 03/2017 |
| Ameriprise Financial Services Inc | Greenwich | CT | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Tampa | FL | 03/2020 | Present |
Independent Insurance Brokering; MetLife; 03/20/2017; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-21 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-02 |
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