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Arthur Grossbard

Osaic Institutions, Inc.

Jupiter, FL

West Orange, NJ

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-28
NJ RA APPROVED 2025-07-28
  • FL RA
    APPROVED
    Since 2025-07-28
  • NJ RA
    APPROVED
    Since 2025-07-28

Branch Locations

1200 University Blvd Ste 200, Jupiter, FL 33458 • United States

300 Executive Dr Suite 350, West Orange, NJ 07052 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Verona NJ 09/1992 06/2020
Ameriprise Financial Services, Llc West Orange NJ 06/2020 07/2025
Osaic Institutions, Inc. Meriden CT 07/2025 Present
Previous Registrations
  • 2020-06-17 → 2025-08-12
    Ameriprise Financial Services, Llc
    Jupiter, FL
    Jupiter, FL
    Bethlehem, PA
    Bear, DE
    New Hartford, NY
    Fairport, NY
    New York, NY
    Boca Raton, FL
    West Orange, NJ
    Bethlehem, PA
    Denver, CO
    San Diego, CA
    Boca Raton, FL
  • 2004-03-11 → 2020-06-19
    Osaic Wealth, Inc.
    Stoughton, MA
    New York, NY
    West Orange, NJ
    New York, NY
    East Syracuse, NY
    New Hartford, NY
    Newark, DE
    Hightsown, NJ
    Orangeburg, NY
    Spring Valley, NY
    Cateret, NJ
    New Hartford, NY
    Shelton, CT
  • 2002-07-23 → 2004-02-27
    New Century Financial Group, Llc
    Princeton, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-08
S63 Uniform Securities Agent State Law Examination 1986-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-08
  • S63 Uniform Securities Agent State Law Examination
    1986-06-03
Other Names
  • Arthur Solomon Grossbard
  • Artie Grossbard

View on SEC IAPD

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DENNIS PATRICK HARKIN
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ERIN KATHERINE GIBBS-MATHEY
JASON WAYNE JOANIS
KIMBERLY LYNNE PIERCE
JACOB ANTHONY METRO
CHARLES JOHN DANIELS

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NOVEM GROUP · Jupiter, FL
LPL FINANCIAL LLC · JUPITER, FL
MML INVESTORS SERVICES, LLC · Jupiter, FL

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