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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bogart | GA | 10/2012 | 09/2018 |
| Lpl Financial Llc | Athens | GA | 09/2018 | Present |
1)9/06/18-Property management - Residential RE - Non-Inv. Related- Athens, GA- start date 01/01/2001- 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-19 |
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