Dennis Lane Burgess

Current Employers

Sws Advisors, Inc.

1900 Polaris Parkway, Suite 450, Columbus, OH 43240 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-05-25

OH RA
APPROVED

Since 2016-05-25

Branch Locations

1900 Polaris Parkway, Suite 450, Columbus, OH 43240 • United States

6505 State Route 48, Covington, OH 45318 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Self Employed	Covington	OH	01/1998	Present
Omni Financial Securities, Inc.	Columbus	OH	01/2016	Present
Sws Advisors, Inc.	Covington	OH	01/2016	Present

01/1998 → Present

Self Employed

Covington, OH
01/2016 → Present

Omni Financial Securities, Inc.

Columbus, OH
01/2016 → Present

Sws Advisors, Inc.

Covington, OH

Other Businesses

TAX PREPARER, NON INVESTMENT RELATED, 1998, OVER 160 HRS/MO. DURING TAX SEASON, COVINGTON OH. I am a licensed to sell life and health insurance and fixed annuities, earn regular commissions. Maintain a tax-preparation practice

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-09-15

S63 Uniform Securities Agent State Law Examination

2003-09-15

Designations

Other Names

Denny Burgess

View on SEC IAPD