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Margaret Susan English

LPl Financial LLC

Denver, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-18
CO RA APPROVED 2011-07-18
  • TX RA
    APPROVED_RES
    Since 2013-07-18
  • CO RA
    APPROVED
    Since 2011-07-18

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Denver CO 07/2011 Present
  • 07/2011 → Present
    Lpl Financial
    Denver, CO
Previous Registrations
Other Businesses

1. 10/17/2012: NON-VARIABLE INSURANCE TRAILS ONLY - I SERVICE OUR PRIOR BOOKS OF BUSINESS THROUGH NEW YORK LIFE'S ADVANCED MARKETS NETWORK. MY CODE WITH THE ADVANCED MARKETS NETWORK IS 115438. THIS IS THE ONLY METHOD WE HAVE FOUND TO SERVICE THESE PRIOR BOOKS. NOT SERVICEABLE THROUGH LPL - TIME SPENT 10% - DENVER, CO 2. 03/13/2018 - No Business Name - Investment Related - Other - Seminars - Start Date 03/01/2018 - 3 Hours Per Month/0 Hours During Securities Trading. 3. 8/8/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-E-Commerce - Start Date:08/10/2018 - 5 Hours Per Month/0 Hours During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-23
S63 Uniform Securities Agent State Law Examination 1997-07-29
  • S65 Uniform Investment Adviser Law Examination
    1998-09-23
  • S63 Uniform Securities Agent State Law Examination
    1997-07-29
Other Names
  • Meg English

View on SEC IAPD

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