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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Palo Alto | CA | 07/1993 | Present |
| Morgan Stanley Smith Barney | Palo Alto | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*524484 - Trust; Investment related: Yes; San Carlos, California; Trust; Trustee/Co-Trustee; 10/2022; During business hours: 5; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-06 |
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