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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-01-31 |
| TX | RA | APPROVED | 2020-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Omaha | NE | 03/1996 | 01/2020 |
| Massmutual | Springfield | MA | 03/1996 | 01/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING.01/31/20, SEE EMPLOYMENT FOR START DATE. 2) POLK FARM, HWY 92M RD C, POLK, NE, FARM OWNER, NIR, 5/MO- 5/TRADING 3) THE HARRY A KOCH COMPANY, 14010 FNB PARKWAY, STE 300, OMAHA NE, VICE PRESIDENT, 01/11/19, NIR, 30/WK- 6/TRADING 4) OMAHA ESTATE PLANNING COMMITTEE, PO BOX 641461, OMAHA,NE, BOARD MEMBER OF A NON-PUBLIC ENTITY, MULTI PROFESSIONAL ESTATE PLANNING COUNCIL, 01/01/08, NIR, 4/MO- 4/TRADING 5) MERRICK COUNTY FARM, Omaha NE 68114, 04/2021, Owner/Partner of a Business Entity, FARM REAL ESTATE, NIR, 5 HR/M0 - 0 HR/MO TRADING 6) FNIC TRUSTED INSURANCE ADVISORS, 14010 FNB Parkway, Suite 300, Suite 345, Omaha NE 68154, 01/11/2019, Agent, Insurance/Benefits/Human Resources, NIR, 120 HR/MO - 24 HR/MO TRADING 7) ST PETER FINANCE COMMITTEE, 709 S 28th Street, Omaha NE 68105, 10/2023, Committee Member, NIR, 1 HR/MO - 0 HR/MO TRADING. 8) ST. PIUS X / ST. LEO EDUCATIONAL ENDOWMENT TRUST FUND, 6905 Blondo Street, Omaha NE 68104, United States, START DATE 01/2026, Board Member, Volunteer, NIR, HR/MO 0, HR/MO TRADING 0 9) HAKCO FINANCIAL, 1526 N 102nd Ave, Omaha NE 68114, 01/19/2019, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 100 HR/MO - 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-16 |
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